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FORMS PRESCRIBED
FOR THE PURPOSES OF SECTION 13(2) OF THE HOUSING ACT 1988
FORM No.4D
Housing Act
1988 Section 13(2) as amended by the Regulatory Reform (Assured Periodic
Tenancies) (Rent Increases) Order 2003
Landlord's Notice
proposing a new rent under an Assured Periodic Tenancy of premises situated
in Wales.
NOTE : This notice is to be in the language of the original tenancy agreement
unless both the landlord and the tenant agree to the use of a different
language.
The notes over the page give guidance to both landlords and
tenants about this notice.
To:
[Tenant(s)]
of:
[Address of the
premises subject
to the tenancy]
From:
[Landlord(s)]
[Landlord's Agent]*
*delete as appropriate
[Address for
correspondence]
[Contact telephone
number]
1. This notice affects the amount of
rent you pay. Please read it carefully.
2. The landlord is proposing a new rent
of £
per [week] [month]
[year]*, in place of the existing one of £
per [week] [month]
[year]*.
* delete as appropriate
3. The first rent increase date after 18th
April 2003 is
(see note 10 over the
page).
4. The starting date for the new rent will
be
(see notes 13 - 17
over the page).
5. Certain charges may be included and separately
identified in your rent (see note 11 over the page). The amounts of the
charges (if any) are:
| Charges
|
Amount
included and separately identified (enter "nil" if appropriate)
|
| |
In the existing
rent |
In the proposed
new rent |
| Council tax |
£ |
£ |
| Water charges |
£ |
£ |
| Fixed service
charges |
£ |
£ |
6. If you accept the proposed new rent,
you should make arrangements to pay it. If you do not accept it, there are
steps you should take before the starting date in paragraph 4 above. Please
see the notes over the page for what to do next.
Signed:
[Landlord(s)]
[Landlord's Agent]*
* delete as appropriate
(see note 12 over the page)
Date :
Please read these notes carefully.
Guidance notes for tenants
What you must do now
1. This notice proposes that you should
pay a new rent from the date specified in paragraph 4 of the notice. If
you are in any doubt or need advice about any aspect of this notice, you
should immediately either discuss it with your landlord or take it to
a citizens' advice bureau, a housing advice centre, a law centre or a
solicitor.
2. If you accept the proposed new rent,
please make arrangements to pay it. If you pay by standing order through
your bank, you should inform them that the amount has changed. You should
also notify your Housing Benefit office, if you are claiming benefit.
If you are worried that you might not be able to pay your rent, you should
seek advice from a citizens' advice bureau or housing advice centre.
3. If you do not accept the proposed
new rent, and do not wish to discuss it with your landlord, you can refer
this notice to your local rent assessment committee. You must do this
before the starting date of the proposed new rent in paragraph 4 of the
notice. You should notify your landlord that you are doing so, otherwise
he or she may assume that you have agreed to pay the proposed new rent.
4. To refer this notice to the local rent
assessment committee, you must use the form Application referring a
notice proposing a new rent under an Assured Periodic Tenancy or Agricultural
Occupancy to a Rent Assessment Committee. You can obtain this from
a rent assessment panel, housing advice centre or legal stationer (details
can be found in the telephone directory).
5. The rent assessment committee will
consider your application and decide what the maximum rent for your home
should be. In setting a rent, the committee must decide what rent the
landlord could reasonably expect for the property if it were let on the
open market under a new tenancy on the same terms. The committee may therefore
set a rent that is higher, lower or the same as the proposed new rent.
Guidance notes for landlords on how to complete the notice
6. You can complete this notice in ink
or arrange for it to be printed.
7. This notice should be used when proposing
a new rent under an assured periodic tenancy (including an assured
shorthold periodic tenancy) of premises situated in Wales. There is
a different notice (Form 4E - Landlord's or Licensor's
Notice proposing a new rent or licence fee under an Assured Agricultural
Occupancy of premises situated in Wales) for proposing a new rent
or licence fee for an assured agricultural occupancy of premises situated
in Wales.
8. Do not use this notice if the tenancy
agreement contains a term allowing rent increases, or there is some other
basis such as a separate agreement with the tenant for raising the rent.
Any provision you rely on needs to be binding on the tenant. Legal advice
should be sought if there is any doubt on this score.
9. You need to use a different form to
propose a rent increase for a statutory periodic tenancy (the first exception
mentioned in note 16) if you are seeking to adjust rent solely because
of a proposed change of terms under section 6(2) of the Housing Act 1988.
Seek legal advice if you think this may apply to you. You can obtain the
form headed Notice proposing different terms for a Statutory Periodic
Tenancy from a rent assessment panel or a legal stationer.
10. Unless the tenancy is a new one, or
one of the exceptions mentioned in note 16 applies, you must insert in
paragraph 3 of the notice the first date after 18th April 2003 on which
rent was increased under this statutory notice procedure. That date determines
the date that you can specify in paragraph 4 of the notice. See also note
15.
11. You should enter in each of the boxes
in the second and third columns of the table in paragraph 5 either "Nil"
or the amount of the existing or proposed charge. You should only enter
amounts for council tax and water rates where the tenant does not pay
these charges directly. You should only enter fixed service charges which
are payable by the tenant in accordance with a term or condition which
specifies that these charges will be included in the rent for the tenancy.
Only enter an amount for service charges where the tenant has agreed to
pay a fixed sum. Do not include in the table any variable
service charge, i.e. a service charge within the meaning of section 18
of the Landlord and Tenant Act 1985, where the whole or part of the sum
payable by the tenant varies or may vary according to costs.
12. You or your agent (someone acting
on your behalf) must sign and date this notice. If there are joint landlords,
each landlord must sign unless one signs on behalf of the rest with their
agreement. The signature does not have to be hand-written if, for instance,
the form is being printed or if you wish to use a laser or autosignature.
When the proposed new rent can start
13. The date in paragraph 4 of the notice
must comply with the three requirements of section 13(2) of the Housing
Act 1988, as amended by the Regulatory Reform (Assured Periodic Tenancies)
(Rent Increases) Order 2003.
14. The first requirement, which
applies in all cases, is that a minimum period of notice must be
given before the proposed new rent can take effect. That period is:
- one month for a tenancy which is
monthly or for a lesser period, for instance weekly or fortnightly;
- six months for yearly tenancy;
- in all other cases, a period equal
to the length of the period of the tenancy - for example,
three months in the case of a quarterly tenancy.
15. The second requirement applies
in most cases (but see note 16 for two exceptions):
(a) the starting date
for the proposed new rent must not be earlier than 52 weeks after the
date on which the rent was last increased using this statutory notice
procedure or, if the tenancy is new, the date on which it started, unless
(b) that would result in an increase date falling one week or more before
the anniversary of the date in paragraph 3 of the notice, in which case
the starting date must not be earlier than 53 weeks from the date on which
the rent was last increased.
This allows rent
increases to take effect on a fixed day each year where the period of
a tenancy is less than one month. For example, the rent for a weekly tenancy
could be increased on, say, the first Monday in April. Where the period
of a tenancy is monthly, quarterly, six monthly or yearly, rent increases
can take effect on a fixed date, for example, 1st April.
16. The two exceptions to the second requirement,
which apply where a statutory tenancy has followed on from an earlier
tenancy, are:
- where the tenancy was originally
for a fixed term (for instance, 6 months), but continues on a periodic
basis (for instance, monthly) after the term ends; and
- where the tenancy came into existence
on the death of the previous tenant who had a regulated tenancy under
the Rent Act 1977.
In these cases the landlord may propose a new rent at once. However, the
first and third requirements referred to in notes 14 and 17 must still
be observed.
17. The third requirement, which
applies in all cases, is that the proposed new rent must start
at the beginning of a period of the tenancy. For instance, if the tenancy
is monthly, and started on the 20th of the month, rent will be payable
on that day of the month, and a new rent must begin then, not on any other
day of the month. If the tenancy is weekly, and started, for instance,
on a Monday, the new rent must begin on a Monday.
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